Foreword                                           xi
Preface                                            xiii
    Chapter 1 Introduction                         1   (8)
      Enforcement Trends                           4   (2)
      Anti-Corruption Compliance Programs          6   (1)
      Remember the Purpose                         6   (1)
      Notes                                        7   (2)
    Chapter 2 Overview of FCPA                     9   (20)
      Legislative History                          11  (1)
      Overview and Key FCPA Statutory Elements     12  (10)
      Ancillary Statutes                           22  (3)
      Summary                                      25  (1)
      Notes                                        25  (4)
    Chapter 3 The U.K. Bribery Act and             29  (18)
    International Bribery and Corruption
    Initiatives
      U.K. Bribery Act of 2010                     30  (4)
      Global Anti-Corruption Initiatives           34  (8)
      Summary                                      42  (1)
      Notes                                        43  (4)
    Chapter 4 Compliance Programs                  47  (28)
      Goals of an Effective Anti-Corruption        48  (1)
      Compliance Program
      Accepted Standards and Guidance              48  (16)
      What Should an Anti-Corruption Program       64  (8)
      Include?
      Summary                                      72  (1)
      Notes                                        73  (2)
    Chapter 5 Policies and Procedures              75  (38)
      Bribery, Corruption, and Fraud Prevention    76  (4)
      Policies
      Communication and Training                   80  (6)
      Internal Financial Controls                  86  (25)
      Summary                                      111 (1)
      Notes                                        111 (2)
    Chapter 6 Risk Assessments                     113 (16)
      Scoping the Risk Assessment                  117 (3)
      Conducting the Risk Assessment               120 (5)
      Gap Analysis                                 125 (1)
      Reporting                                    126 (1)
      Documenting the Risk Assessment              127 (1)
      Summary                                      127 (1)
      Notes                                        127 (2)
    Chapter 7 Monitoring                           129 (24)
      Building an Anti-Corruption Monitoring       130 (4)
      Program
      Conducting the Anti-Corruption Compliance    134 (5)
      Audit
      Reporting the Results                        139 (2)
      Audits of Agents/Intermediaries              141 (1)
      Use of Data Analytics in Monitoring          142 (9)
      Summary                                      151 (1)
      Notes                                        151 (2)
    Chapter 8 Anti-Corruption Due Diligence        153 (24)
      Current Transaction Market Perspectives      154 (3)
      The FCPA Due Diligence Regulatory            157 (2)
      Environment
      Why Is Anti-Corruption Due Diligence         159 (4)
      Significant?
      Unique Considerations of Anti-Corruption     163 (10)
      Due Diligence
      What to Do When Violations Are Found         173 (1)
      During Anti-Corruption Due Diligence
      Summary                                      174 (1)
      Note                                         175 (2)
    Chapter 9 Investigations                       177 (48)
      Trigger Events                               178 (2)
      Triage                                       180 (6)
      Response                                     186 (36)
      Remediation                                  222 (2)
      Summary                                      224 (1)
      Notes                                        224 (1)
    Chapter 10 Regional Considerations for         225 (70)
    Bribery and Corruption Risks
      Asia-Pacific                                 225 (12)
      Europe                                       237 (14)
      India and South Asia                         251 (8)
      Middle East                                  259 (8)
      Africa                                       267 (7)
      Latin America                                274 (12)
      Notes                                        286 (6)
      Contributors                                 292 (3)
    Chapter 11 Industry Considerations for         295 (92)
    Bribery and Corruption Risks
      Aerospace and Defense                        296 (8)
      Automotive                                   304 (7)
      Construction and Real Estate                 311 (7)
      Consumer Products                            318 (5)
      Diversified Industrial                       323 (5)
      Energy                                       328 (7)
      Financial Services                           335 (6)
      Life Sciences                                341 (7)
      Media and Entertainment                      348 (6)
      Mining and Metals                            354 (7)
      Retail and Wholesale                         361 (5)
      Technology                                   366 (7)
      Transportation                               373 (8)
      Notes                                        381 (2)
      Contributors                                 383 (4)
Acknowledgments                                    387 (2)
About the Authors                                  389 (2)
About the Contributors                             391 (4)
Index                                              395